Shein’s IPO Plan to Fuel Scrutiny Over Cotton, Roots in China
Fast-fashion retailer Shein has a lot of work to do to convince skeptics that the runway is clear
2023-11-29 05:54
SEC Touts $5 Billion in Penalties After Year of Crypto Dragnet
The US Securities and Exchange Commission said that its enforcement actions during fiscal year 2023 led to almost
2023-11-15 05:26
Grayscale Gets Court Order in Fight With SEC on Bitcoin ETF
A federal appeals court formalized a victory for Grayscale Investments LLC in its bid to create an exchange-traded
2023-10-24 05:17
Activist Hedge Funds Get Less Time to Disclose 5%-Plus Stakes Under SEC Rule
Activist hedge funds and other investors will have far less time to disclose when they amass significant stakes
2023-10-11 06:15
Crypto Firm Ripple Says Over 80% of Hiring This Year Outside US
Ripple Labs Inc. said more than 80% of its hiring this year will be outside the US, where
2023-09-13 09:19
SEC Expands Crypto Dragnet to NFTs With Case Against Media Firm
Wall Street’s main regulator expanded its crackdown on crypto products Monday by accusing a Los Angeles-based media and
2023-08-29 04:19
Hedge Funds Prepare for Legal Battle With SEC Over Fee Disclosures
Hedge funds and private equity firms are laying the groundwork for a legal clash with the US Securities
2023-08-14 20:56
Bittrex to Pay $24 Million Penalty to Settle SEC Crypto Case
Bankrupt crypto exchange operator Bittrex Inc. and its non-US affiliate will pay $24 million to settle allegations that
2023-08-11 20:54
Virtu Is Bracing for SEC Lawsuit After Settlement Talks Fail
Virtu Financial Inc. expects to be sued by the Securities and Exchange Commission after talks failed to settle
2023-07-29 06:27
SEC’s Gensler Warns of Stability Risks in Leveraged Treasury Trades
Wall Street’s top watchdog is re-invigorating his push to boost regulation of leveraged trading in US Treasuries, which
2023-07-28 01:25
Crypto Regulatory Framework Bill Endorsed by House Financial Services Committee
Legislation championed by crypto advocates that sets clearer rules for the nascent industry was approved by a key
2023-07-27 08:16
SEC Declines to Share View on Leveraged Loan Securities Suit
The Securities and Exchange Commission said it is “not in a position to file” a brief giving its
2023-07-19 05:50